Welcome To

Freedom Capital Consulting

About

Freedom Capital Consulting focuses on bringing bespoke operations and compliance solutions to FinTech, Broker-Dealer, RIA, NFA, and Blockchain Firms.

Our Expertise

Blockchain Regulation Consulting

Broker-Dealer Regulatory Compliance Audits

Registrations

Advertising Review

New and Continuing Member applications (NMA, CMA)

Independent Consultant Reports

Regulation A, D and CF Compliance

AML/KYC

Acceptance, Waiver and Consent (AWC) assistance

Rule 3110, 3120, 3130 Audits

And Much More!

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